Corporate Compliance

Business entities have unique compliance obligations under government regulations and laws. Those compliance issues vary depending on the type of legal entity the company has been established under (e.g., sole proprietor, LLC, partnership, corporation, etc.), the state where the business is based, and the products or services it provides. Companies should ensure they've developed proper frameworks to guard against failures of compliance, including proper policies and procedures, training programs, and monitoring and reporting systems. Where such frameworks are missing or inadequate, a company can be exposed to unnecessary costs or other potential sanctions for missed filings or other insufficient compliance activities. We can assist with a review of your compliance requirements as well the development of frameworks to ensure compliance.